Chief Compliance Officer
Josh Wilson has over 25 years of experience in Compliance and Risk Management. As Chief Compliance Officer, he is responsible for monitoring, overseeing and managing all aspects of Compliance within the organization.
After starting his career in various Compliance roles with the Financial Industry Regulatory Authority (FINRA) in the US, he became a trainer at the FINRA Examiner University and Advanced University. Subsequently, he became Director of Examinations at the National Stock Exchange (NSX) where he led the member audit program.
In Canada, Josh worked for global financial institutions acting as Chief Compliance Officer for their US and Canadian operations and was the regional head of compliance for up to six jurisdictions.
Josh is a graduate of Washburn University in Topeka, Kansas where he earned a B.B.A. in Finance and has completed the Partners, Directors and Senior Officers Course as well as the Chief Compliance Officers Qualifying Exam from the Canadian Securities Institute. Josh also possesses the series 7 and series 24 FINRA licenses.