Jay Tan

CFA

Investment Officer

+1 (514) 380-5786

jtan@lionguardcapital.com

Jay Tan est responsable des investissements chez Gestion de capital LionGuard. Il mène des recherches fondamentales sur les sociétés et les secteurs d'intérêt, redige des rapports de recherche détaillés reposant sur une analyse et une diligence raisonnable approfondies. Jay assiste également aux asemblées annuelles des actionnaires des sociétés et à de nombreuses conférences de l'industrie, examine les états financiers des sociétés d'intérêt, s'assure de tout changement dans l'environnement réglementaire en ce qui concerne les titres d'intérêt, etc.

Il est aussi un participant clé lors des réunions régulières de gestion des risques et des évaluations PRI (principes de l'investissement responsable).

Dans le cadre de ses fonctions de responsable des investissements (Investment Officer), Jay assiste le directeur des investissements (Chief Investment Officer) dans la gestion des risques liés aux fonds et veille à ce que tout le personnel de recherche adhère à la philosophie d'investissement de LionGuard. Jay fournit fréquemment des commentaires constructifs et forme des membres moins expérimentés de l'équipe d'investissement.

Initialement formé en tant que biologiste, Jay a découvert à mi-parcours de son étude scintifique que sa véritable passion réside dans l'art (et la science) de la sélection de titres. Cette révélation est le fruit de ses interactions avec de nombreux professionnels de la finance et de ses premières lectures des oeuvres de Joel Greenblatt. M. Tan attache une importance particulière au défi intellectuel lié aux exigences de son poste actuel, qui satisfait sa soif de connaissances et sa curiosité concernant le fonctionnement interne de moteur économique.

M. Tan est diplômé de l’Université Waterloo, où il obtenu un baccalauréat en sciences en biologie. Il a également obtenu la désignation de CFA en 2017. Avant de se joindre à l'équipe de LionGuard, il a travaillé en gestion de patrimoine au sein de la CIBC, à Montréal.


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Legal Disclaimer

Accredited Investor Status Questionnaire

Units of the Funds are offered to qualified investors resident in the provinces and territories of Canada (the “Offering Jurisdictions”) pursuant to applicable exemptions from the prospectus requirements of the securities laws in the Offering Jurisdictions. Qualified investors must rely on one of the following exemptions available to purchase units of the Funds:

1. ACCREDITED INVESTOR EXEMPTION:
The Funds will accept subscriptions from investors who qualify as an “accredited investor” under the meaning of National Instrument 45-106 Prospectus  Exemption ("NI 45-106") or, for Ontario residents, Section 73.3 of the Securities Act (Ontario). Some of the most common ways to qualify as an accredited investor are:

(d) a person registered under the securities legislation of a jurisdiction of Canada as an adviser or dealer;

(e) an individual registered or formerly registered under the securities legislation of a jurisdiction of Canada as a representative of a person referred to in paragraph (d);

(j) an individual who, either alone or with a spouse, beneficially owns financial assets having an aggregate realizable value that before taxes, but net of any related liabilities, exceeds $1,000,000;

(k) an individual whose net income before taxes exceeded $200,000 in each of the 2 most recent calendar years or whose net income before taxes combined with that of a spouse exceeded $300,000 in each of the 2 most recent calendar years and who, in either case, reasonably expects to exceed that net income level in the current calendar year;

(Note: If individual accredited investors wish to purchase through wholly-owned holding companies or similar entities, such purchasing entities must qualify under section (t) below, which must be initialed.)

(l) an individual who, either alone or with a spouse, has net assets of at least $5,000,000;

(m) a person, other than an individual or investment fund, that has net assets of at least $5,000,000 as shown on its most recently prepared financial statements;

(n) an investment fund that distributes or has distributed its securities only to:

(i) a person that is or was an accredited investor at the time of the distribution,

(ii) a person that acquires or acquired securities in the circumstances referred to in sections 2.10 [Minimum amount investment] or 2.19 [Additional investment in investment funds] of NI 45- 106, or

(iii) a person described in paragraph (i) or (ii) that acquires or acquired securities under section 2.18 [Investment fund reinvestment] of NI 45-106;

(o) an investment fund that distributes or has distributed securities under a prospectus in a jurisdiction of Canada for which the regulator or, in Québec, the securities regulatory authority, has issued a receipt;

(p) a trust company or trust corporation registered or authorized to carry on business under the Trust and Loan Companies Act (Canada) or under comparable legislation in a jurisdiction of Canada or a foreign jurisdiction, acting on behalf of a fully managed account managed by the trust company or trust corporation, as the case may be;

(q) a person acting on behalf of a fully managed account managed by that person, if that person is registered or authorized to carry on business as an adviser or the equivalent under the securities legislation of a jurisdiction of Canada or a foreign jurisdiction;

(r) a registered charity under the Income Tax Act (Canada) that, in regard to the trade, has obtained advice from an eligibility adviser or an adviser registered under the securities legislation of the jurisdiction of the registered charity to give advice on the securities being traded;

(s) an entity organized in a foreign jurisdiction that is analogous to any of the entities referred to in paragraphs (a) to (d) or paragraph (i) in form and function;

(t) a person in respect of which all of the owners of interests, direct, indirect or beneficial, except the voting securities required by law to be owned by directors, are persons that are accredited investors;

(u) an investment fund that is advised by a person registered as an adviser or a person that is exempt from registration as an adviser, or;

(v) a person that is recognized or designated by the securities regulatory authority or, except in Ontario and Québec, the regulator as an accredited investor.