November 1, 2017

LionGuard Capital Management Inc. is pleased to announce several positive operational changes at the LionGuard Opportunities Fund.

In the News

Canadian Small-Mid Caps & Long-short Strategies
BNN Market Call – July 27, 2017

Andrey Omelchak’s Top Picks:
Canadian Equities
BNN Market Call – February 24, 2017

Andrey Omelchak’s Top Picks:
Canadian Equities
BNN Market Call – May 24, 2016

Awards & Recognition

Quebec Emerging Managers Program acknowledges the performance of LionGuard Capital Management

Top contender for Best 1 Year Return (Equity Focused Category): Canadian Hedge Fund Awards 2017

LionGuard Capital Management Inc. has been selected for another institutional mandate allocation, by the Québec Emerging Managers Program (the “QEMP”)

LionGuard Opportunities Fund is now registered and open for purchases through FundSERV

Quebec Emerging Managers Program announced selected Québec fund managers (including LionGuard Capital Management Inc.)

AI 2016 International Fund Awards Winner: “Best Canadian Fund (Risk-Adjusted Returns Since Inception): LionGuard Opportunities Fund LP”.

Best Long/Short Equity Manager – Canadian & Best Canadian Long/Short Equity Fund (1 Year)

Team

Andrey Omelchak, CFA, CIM, FRM, M.Sc.

President, CEO & Chief Investment Officer

Andrey Omelchak is an experienced investment professional. Prior to founding LionGuard Capital Management Inc. in April 2014, Andrey worked as a Portfolio Manager, Canadian Equities, at a Montreal-based buy-side investment management company.

lionguard@lionguardcapital.com
+1 (514) 448-6442

François Dufour, M.Sc., MBA

Vice-President, Business Development

François Dufour, with over 11 years of experience, joined LionGuard Capital Management Inc. in October 2017. Prior to LionGuard, François worked at Sun Life Financial where he was a business consultant for the advisor force of Eastern Canada. This liaison agent position in business development was within the operations department at Sun Life.

fdufour@lionguardcapital.com
+1 (514) 380-5788

Jivka Angelova, M.Sc.

Senior Manager, Operations, Accounting & Compliance

Jivka Angelova has over 12 years of professional experience and joined LionGuard Capital Management in April 2018. Prior to her role at LionGuard, Mrs. Angelova has worked for more than five years at an independent boutique wealth advisory firm where she oversaw company’s operations at their headquarter in Montreal.

jangelova@lionguardcapital.com
+1 (514) 448-6442

Jay Tan, CFA

Investment Officer

Jay Tan joined LionGuard Capital Management Inc. as an Investment Analyst in June 2014. Prior to LionGuard, Jay worked at CIBC Wealth Management based in Montreal.

jtan@lionguardcapital.com
+1 (514) 448-6443

Colin Lebeau-Mathieu, CFA

Senior Investment Analyst

Colin Lebeau-Mathieu joined LionGuard Capital Management Inc. in January 2015. Prior to LionGuard, Colin worked as a financial analyst at Macogep.

clmathieu@lionguardcapital.com
+1 (514) 448-6443

Nipun Kalra, CFA Level II Candidate

Investment Analyst Intern

Nipun Kalra joined LionGuard Capital Management Inc. as Investment Analyst Intern in September 2018. He has an inexhaustible appetite to learn about financial markets.

nkalra@lionguardcapital.com
+1 (844) 448-6442

Alexandre Caron, B.Eng., Masters in Applied Finance Candidate

Intern

Alexandre Caron joined LionGuard Capital Management Inc. as Intern in November 2018. His passion is the challenges of artificial intelligence.

acaron@lionguardcapital.com
+1 (844) 448-6442

Legal Disclaimer

Accredited Investor Status Questionnaire

Units of the Funds are offered to qualified investors resident in the provinces and territories of Canada (the “Offering Jurisdictions”) pursuant to applicable exemptions from the prospectus requirements of the securities laws in the Offering Jurisdictions. Qualified investors must rely on one of the following exemptions available to purchase units of the Funds:

1. ACCREDITED INVESTOR EXEMPTION:
The Funds will accept subscriptions from investors who qualify as an “accredited investor” under the meaning of National Instrument 45-106 Prospectus  Exemption ("NI 45-106") or, for Ontario residents, Section 73.3 of the Securities Act (Ontario). Some of the most common ways to qualify as an accredited investor are:

(d) a person registered under the securities legislation of a jurisdiction of Canada as an adviser or dealer;

(e) an individual registered or formerly registered under the securities legislation of a jurisdiction of Canada as a representative of a person referred to in paragraph (d);

(j) an individual who, either alone or with a spouse, beneficially owns financial assets having an aggregate realizable value that before taxes, but net of any related liabilities, exceeds $1,000,000;

(k) an individual whose net income before taxes exceeded $200,000 in each of the 2 most recent calendar years or whose net income before taxes combined with that of a spouse exceeded $300,000 in each of the 2 most recent calendar years and who, in either case, reasonably expects to exceed that net income level in the current calendar year;

(Note: If individual accredited investors wish to purchase through wholly-owned holding companies or similar entities, such purchasing entities must qualify under section (t) below, which must be initialed.)

(l) an individual who, either alone or with a spouse, has net assets of at least $5,000,000;

(m) a person, other than an individual or investment fund, that has net assets of at least $5,000,000 as shown on its most recently prepared financial statements;

(n) an investment fund that distributes or has distributed its securities only to:

(i) a person that is or was an accredited investor at the time of the distribution,

(ii) a person that acquires or acquired securities in the circumstances referred to in sections 2.10 [Minimum amount investment] or 2.19 [Additional investment in investment funds] of NI 45- 106, or

(iii) a person described in paragraph (i) or (ii) that acquires or acquired securities under section 2.18 [Investment fund reinvestment] of NI 45-106;

(o) an investment fund that distributes or has distributed securities under a prospectus in a jurisdiction of Canada for which the regulator or, in Québec, the securities regulatory authority, has issued a receipt;

(p) a trust company or trust corporation registered or authorized to carry on business under the Trust and Loan Companies Act (Canada) or under comparable legislation in a jurisdiction of Canada or a foreign jurisdiction, acting on behalf of a fully managed account managed by the trust company or trust corporation, as the case may be;

(q) a person acting on behalf of a fully managed account managed by that person, if that person is registered or authorized to carry on business as an adviser or the equivalent under the securities legislation of a jurisdiction of Canada or a foreign jurisdiction;

(r) a registered charity under the Income Tax Act (Canada) that, in regard to the trade, has obtained advice from an eligibility adviser or an adviser registered under the securities legislation of the jurisdiction of the registered charity to give advice on the securities being traded;

(s) an entity organized in a foreign jurisdiction that is analogous to any of the entities referred to in paragraphs (a) to (d) or paragraph (i) in form and function;

(t) a person in respect of which all of the owners of interests, direct, indirect or beneficial, except the voting securities required by law to be owned by directors, are persons that are accredited investors;

(u) an investment fund that is advised by a person registered as an adviser or a person that is exempt from registration as an adviser, or;

(v) a person that is recognized or designated by the securities regulatory authority or, except in Ontario and Québec, the regulator as an accredited investor.